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SEC Delays Uniform Fiduciary Duty Standard For Brokers
forbes.com 3 weeks, 6 days agoThe SEC has decided to take a deep breath and reconsider whether to proceed with imposing a fiduciary duty on broker-dealers. Investment advisors are currently subject to the higher standard of loyalty, based on the position of trust that they enjoy with their clients. Just one year ago, the SEC issued a Staff Study, mandated ...
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Panel Clears Audit Firms Of Olympus Scandal Blame
yahoo.com 4 weeks, 1 day agoTOKYO (Reuters) - An unofficial panel of experts cleared global accounting groups KPMG and Ernst & Young of any responsibility for a $1.7 billion accounting fraud at Japan's Olympus Corp, though the role of the firms remained under official re...






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